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 Code of Federal Regulations (Last Updated: July 5, 2024)
 Title 17 - Commodity and Securities Exchanges
 Chapter II - Securities and Exchange Commission
 Part 249 - Forms, Securities Exchange Act of 1934
 Subpart D - Forms for Annual and Other Reports of Issuers Required Under Sections 13 and 15(d) of the Securities Exchange Act of 1934

  § 249.330 - Form N-CEN, annual report of registered investment companies.  

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  • § 249.330 Form N-CEN, annual report of registered investment companies.

    This form shall be used by registered unit investment trusts and small business investment companies for annual reports to be filed pursuant to § 270.30a-1 of this chapter in satisfaction of the requirement of section 30(a) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(a)) that every registered investment company must file annually with the Commission such information, documents, and reports as investment companies having securities registered on a national securities exchange are required to file annually pursuant to section 13(a) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(a)) and the rules and regulations thereunder.

    Note:

    The text of Form N-CEN will not appear in the Code of Federal Regulations.

    [81 FR 82020, Nov. 18, 2016]

    Editorial Note

    Editorial Note:

    For Federal Register citations affecting Form N-CEN, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.