Code of Federal Regulations (Last Updated: July 5, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter II - Securities and Exchange Commission |
Part 249 - Forms, Securities Exchange Act of 1934 |
Subpart F - Forms for Registration of Brokers and Dealers Transacting Business on Over-the-Counter Markets |
§ 249.507 - Form 7-M, consent to service of process by an individual nonresident broker-dealer.
Latest version.
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§ 249.507 Form 7-M, consent to service of process by an individual nonresident broker-dealer.
This form shall be filed pursuant to Rule 15b1-5 (§ 240.15b1-5 of this chapter) by each individual nonresident broker-dealer registered or applying for registration pursuant to section 15 of the Act.
[33 FR 18995, Dec. 20, 1968]