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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 274 - Forms Prescribed Under the Investment Company Act of 1940 |
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Subpart A - Registration Statements |
§ 274.5 - Form N-5, for registration statement of small business investment company under the Securities Act of 1933 and the Investment Company Act of 1940. |
§ 274.10 - Form N-8A, for notification of registration. |
§ 274.11 - [Reserved] |
§ 274.12 - Form N-8B-2, registration statement of unit investment trusts that are currently issuing securities. |
§ 274.13 - Form N-8B-3, registration statement of unincorporated management investment companies currently issuing periodic payment plan certificates. |
§ 274.14 - Form N-8B-4, registration statements of face-amount certificate companies. |
§ 274.15 - Form N-6F, notice of intent to elect to be subject to sections 55 through 65 of the Investment Company Act of 1940. |
§ 274.24 - Form 24F-2, annual filing of securities sold pursuant to registration of certain investment company securities and registered non-variable annuities. |
§ 274.51 - Form N-18F-1, for notification of election pursuant to § 270.18f-1 of this chapter. |
§ 274.53 - Form N-54A, notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 filed pursuant to section 54(a) of the Act. |
§ 274.11A - Form N-1A, registration statement of open-end management investment companies. |
§ 274.11a-1 - Form N-2, registration statement of closed end management investment companies. |
§ 274.11b - Form N-3, registration statement of separate accounts organized as management investment companies. |
§ 274.11c - Form N-4, registration statement of separate accounts organized as unit investment trusts. |
§ 274.11d - Form N-6, registration statement of separate accounts organized as unit investment trusts that offer variable life insurance policies. |