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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter I - Commodity Futures Trading Commission |
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Part 39 - Derivatives Clearing Organizations |
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Subpart B - Compliance with Core Principles |
| § 39.9 - Scope. |
| § 39.10 - Compliance with core principles. |
| § 39.11 - Financial resources. |
| § 39.12 - Participant and product eligibility. |
| § 39.13 - Risk management. |
| § 39.14 - Settlement procedures. |
| § 39.15 - Treatment of funds. |
| § 39.16 - Default rules and procedures. |
| § 39.17 - Rule enforcement. |
| § 39.18 - System safeguards. |
| § 39.19 - Reporting. |
| § 39.20 - Recordkeeping. |
| § 39.21 - Public information. |
| § 39.22 - Information sharing. |
| § 39.23 - Antitrust considerations. |
| § 39.24 - Governance. |
| § 39.25 - Conflicts of interest. |
| § 39.26 - xxx |
| § 39.27 - Legal risk considerations. |
| Appendix to Part 39 - Form DCO Derivatives Clearing Organization Application for Registrations |
| §§ 39.24--39.26 - [Reserved] |
| §§ 39.28--329.29 - [Reserved] |
| §§ 39.28--39.29 - [Reserved] |