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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter IV - Department of the Treasury |
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SubChapter A - Regulations Under Section 15c of the Securities Exchange Act of 1934 |
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Part 420 - Large Position Reporting |
| § 420.1 - Applicability. |
| § 420.2 - Definitions. |
| § 420.3 - Reporting. |
| § 420.4 - Recordkeeping. |
| § 420.5 - Applicability date. |
| Appendix A to Part 420 - Separate Reporting Entity |
| Appendix B to Part 420 - Sample Large Position Report |