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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter II - Securities and Exchange Commission |
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Part 242 - Regulations M, SHO, ATS, Ac, NMS, and SBSR and Customer Margin Requirements for Security Futures |
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Regulation AC - Analyst Certification |
§ 242.505 - Exclusion for news media.
Latest version.
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§ 242.505 Exclusion for news media.
No provision of this Regulation AC shall apply to any person who:
(a) Is the publisher of any bona fide newspaper, news magazine or business or financial publication of general and regular circulation; and
(b) Is not registered or required to be registered with the Commission as a broker or dealer or investment adviser.