Part 242 - REGULATIONS M, SHO, ATS, AC, NMS, AND SBSR AND CUSTOMER MARGIN REQUIREMENTSFOR SECURITY FUTURES  


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§ 242.100 Preliminary note; definitions.
§ 242.101 Activities by distribution participants.
§ 242.102 Activities by issuers and selling security holders during a distribution.
§ 242.103 Nasdaq passive market making.
§ 242.104 Stabilizing and other activities in connection with an offering.
§ 242.105 Short selling in connection with a public offering.
§ 242.200 Definition of “short sale” and marking requirements.
§ 242.201 Circuit breaker.
§ 242.203 Borrowing and delivery requirements.
§ 242.204 Close-out requirement.
§ 242.300 Definitions.
§ 242.301 Requirements for alternative trading systems.
§ 242.302 Recordkeeping requirements for alternative trading systems.
§ 242.303 Record preservation requirements for alternative trading systems.
§ 242.304 NMS Stock ATSs.
§ 242.400 Customer margin requirements for security futures — authority, purpose, interpretation, and scope.
§ 242.401 Definitions.
§ 242.402 General provisions.
§ 242.403 Required margin.
§ 242.404 Type, form and use of margin.
§ 242.405 Withdrawal of margin.
§ 242.406 Undermargined accounts.
§ 242.500 Definitions.
§ 242.501 Certifications in connection with research reports.
§ 242.502 Certifications in connection with public appearances.
§ 242.503 Certain foreign research reports.
§ 242.504 Notification to associated persons.
§ 242.505 Exclusion for news media.
§ 242.600 NMS security designation and definitions.
§ 242.601 Dissemination of transaction reports and last sale data with respect to transactions in NMS stocks.
§ 242.602 Dissemination of quotations in NMS securities.
§ 242.603 Distribution, consolidation, and display of information with respect to quotations for and transactions in NMS stocks.
§ 242.604 Display of customer limit orders.
§ 242.605 Disclosure of order execution information.
§ 242.606 Disclosure of order routing information.
§ 242.607 Customer account statements.
§ 242.608 Filing and amendment of national market system plans.
§ 242.609 Registration of securities information processors: form of application and amendments.
§ 242.610 Access to quotations.
§ 242.611 Order protection rule.
§ 242.612 Minimum pricing increment.
§ 242.613 Consolidated audit trail.
§ 242.900 Definitions.
§ 242.901 Reporting obligations.
§ 242.902 Public dissemination of transaction reports.
§ 242.903 Coded information.
§ 242.904 Operating hours of registered security-based swap data repositories.
§ 242.905 Correction of errors in security-based swap information.
§ 242.906 Other duties of participants.
§ 242.907 Policies and procedures of registered security-based swap data repositories.
§ 242.908 Cross-border matters.
§ 242.909 Registration of security-based swap data repository as a securities information processor.
§ 242.1000--242.1007 — 242.1007 xxx
Regulation SCI — Systems Compliance and Integrity
§ 242.1000 Definitions.
§ 242.1001 Obligations related to policies and procedures of SCI entities.
§ 242.1002 Obligations related to SCI events.
§ 242.1003 Obligations related to systems changes; SCI review.
§ 242.1004 SCI entity business continuity and disaster recovery plans testing requirements for members or participants.
§ 242.1005 Recordkeeping requirements related to compliance with Regulation SCI.
§ 242.1006 Electronic filing and submission.
§ 242.1007 Requirements for service bureaus.